Is Your Prospecting Process FINRA-Proof?
A 5-point checklist to see if your current client acquisition strategy is creating hidden audit…
For a BD or an RIA, those seemingly small basis-point drains represent more than just lost revenue—they’re a vulnerability. Straight Line Consulting partners with you to fuse every custodial feed, lock down operations with zero-trust safeguards, and ignite your FINRA-safe investor engine. We can transform those lost basis points into enduring client trust and enhanced enterprise value.
Your firm’s reputation is built on trust. But are burdens like weekly recon errors, ballooning RM:client ratios, or tech stack complexity stretching your team too thin? Straight Line Consulting offers more than solutions; we offer relief and strategic leverage. We provide the Addepar-grade data aggregation and fractional CTO/CISO expertise to build resilient, right-sized operations, freeing your advisors to focus on what they do best: high-value counsel and client relationships.
For a $1.2B RIA, giving their team back hundreds of hours a year.
From a single compliant growth engine we built for a boutique BD.
Our radical ownership turns projects into partnerships.
Across wealth-tech, data architecture, and regulatory strategy.
Attract and onboard your ideal clients with a FINRA-safe, automated multi-channel framework that turns compliance into a competitive advantage.
Turn multi-software chaos into a single source of truth. We help unify your data to eliminate reconciliation drag, bullet-proof information reliability, and unlock real-time insight.
Get institutional-grade security and operational excellence without the full-time overhead. We fortify your tech stack to protect your firm and empower your team.
Surface hidden trends, trigger next-best actions, and keep advisors in their genius zone.
Private-cloud uptime, iron-clad backups, proactive patching—no more “system issues. ”
Real-time multi-custody reconciles collapse week-long closes into a single day.
Your commitment to clients is your greatest asset. We ensure your operations can keep that promise.
Your goals are our mandate. We deliver outcomes more than invoices.
We embed in your workflows, tools, and culture. No more swivel-chair handoffs to other vendors.
We draw a straight line from our work to your most critical KPIs.
How Leaders Like You Turned Operational Drag Into a Competitive Edge.
A 5-point checklist to see if your current client acquisition strategy is creating hidden audit…
Practical fixes to erase margin drag and free up 10+ advisor hours every single week.…
Why small operational failures are the leading indicator of eroding client trust—and how to fix…
Mapping the straight line from operational complexity to strategic advantage.